
Mark Stewart brings over 30 years of wealth management experience in multiple markets, including Canada, Latin America and the Caribbean. As a Chief Compliance Officer, Mark has experience serving private investment firms in both the financial technology and investment fund marketplaces.
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He has valuable expertise in developing disciplined compliance oversight frameworks, comprehensive policies and procedures, and internal compliance audits that adhere to industry best standards and regulatory requirements. Given his years heading up product development teams at both Scotia Global Asset Management and BMO Investments Inc. specializing in product strategy and development of investment funds and structured products, Mark Stewart has a strategic mindset and a focus on innovation.
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Supporting his compliance experience, Mark is a Certified Anti-Money Laundering Specialist (CAMS) and is a member of the Association of Certified Anti-Money Laundering Specialists (ACAMS), which is the largest international membership organization for Anti-Financial Crimes professionals. Mark obtained a Master of Business Administration in Financial Services from Dalhousie University and a Bachelor of Arts from the University of Western Ontario.