About Stewart Consulting
Expertise
The firm’s Managing Director, Mark Stewart, brings years of experience in the wealth management industry, equipped with in-depth knowledge of regulatory frameworks for wealth management and financial technology companies.
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Regulatory Audits
We have experience with regulatory audits and implementing action plans to mitigate any potential compliance and operational risk items.
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Innovation Focused
Given his background in strategic product development, Mark Stewart works together with your team to find creative solutions that meet regulatory standards while fostering a culture of innovation.
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Established Track Record
Leverage an experienced CCO who has a proven track record of dealing with regulatory authorities and developing comprehensive compliance oversight programs.
“My aim is to build a trusting and lasting relationship by crafting personalized compliance strategies to meet your specific business needs.”
Mark Stewart, Managing Director
Benefits of Engaging an Experienced Chief Compliance Officer as a Consultant
Operational Efficiencies
Our streamlined approach not only provides compliance oversight but also enhances operational efficiency.
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Risk Mitigation
We stay ahead of regulatory changes and minimize risks with proactive solutions, protecting your company from potential regulatory issues.
